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Tolkien

J.R.R. Tolkien's fantasy trilogy, "The Lord of the Rings," was first published in 1954 and apparently cannot go out of print. Tolkien, we all know, was an Oxford philologist who was best known professionally for his studies of "Beowulf" and "Sir Gawain and the Green Knight." Beyond that, he has a lot to answer for. "The Lord of the Rings" is the book that saddled us with sword-and-sorcery pulp-fiction and videogames. The trilogy itself is written in a pseudo early-modern prose that is widely imitated and often cringe-making. Still, the trilogy is on the short list for the most popular work of the 20th century. (11)

There is in fact a fair amount of serious Tolkien scholarship, but, fortunately, not enough to spoil the fun. (12) Critics tend to treat the trilogy as a conventional novel, though Tolkien himself insisted it was a romance. Be this as it may, several mysteries about the trilogy are cleared up if we think of it as an apocalyptic novel, written from a Roman Catholic perspective.

There is an asymmetry in the religious publishing industry. Premillennial Protestant apocalyptic novels have been with us since the 1930s, and there have been enough of them in recent years to create their own fiction category. (13) The number of Catholic novels of this type, at least by my count, does not reach ten, even if you include doubtful candidates, such as Walker Percy's "Thanatos Syndrome." (14) Now maybe Catholics just lack the apocalypse gene, or maybe this sort of fiction withers under the anti-millenarian eye of St. Augustine. Or maybe Tolkien's trilogy satisfies the apocalyptic impulse in people who don't know they have it.

"The Lord of the Rings" is 600,000 words long, which is a bit much to describe in detail here. There are just a few points we need to highlight. The trilogy is essentially a story about the experiences of ordinary people in a world war. The chief enemy in this war is a demonic eastern figure who relies as much on deceit as on force. Resistance to him is centered in a crumbly old empire whose capital simultaneously resembles Constantinople and Rome and Vienna. The core kingdom has been without a king for many centuries. It is ruled by a steward in the king's name, and the monarchy has become just a constitutional myth. The setting for the story is the historical crisis in which this myth comes true. The third part of the trilogy is called "The Return of the King," a title that might reasonably be said to have a millenarian overtone.

Bits and pieces of traditional Christian apocalyptic are scattered throughout the trilogy. The Enemy looks more than a little like Antichrist. The Dwarves (not "Dwarfs"; "Dwarves") are by Tolkien's own admission supposed to be like the Jews, even down to having a species of Zionism. (15) The future king descends to the land of the dead and returns. Some of these elements are familiar from any work on comparative mythology. This is true of Christian eschatology in general, but there is a difference with the trilogy.

In modern apocalyptic fiction, such as the "Left Behind" series, you will, of course, get to have lunch with the Antichrist, and you will be taught the premillennial model of history in great detail, but these stories are often really about how the everyman characters handle themselves in a morally charged situation. (16) "The Lord of the Rings" is just the same: the hero-myth is in it, but it's not about the hero who becomes king. The chief subplot concerns the exhausting journey of an everyman named Frodo to destroy a talisman on which the power of the demon ruler depends. At the moment of climax, he caves, and he loses the will to throw the magic ring into the volcano. The essential act is performed for him, by a kind of miracle. As in traditional eschatology, in fact, the whole world is saved providentially. The characters never had the power to save themselves. The moral is that some duties can be binding even in a situation that is hopeless by any rational standard .

Tolkien had a donnish sense of humor, and maybe the greatest practical joke of his career was his insistence in the Foreword to the Second Edition to "The Lord of the Rings" that the work is not an allegory, and particularly that it is not an allegory of the Second World War. (17) While this is a question of degree, we don't have to take altogether seriously his injunction to separate "The Lord of the Rings" entirely from history, especially in the light of the connections Tolkien himself drew between his service in the First World War and his first attempts at writing fantasy. (18) Certainly one of the ways that Tolkien's fans entertain themselves is by finding parallels between the world of the "Lord of the Rings" and that of Europe in the first half of the 20th century. For instance, the steward who nominally rules in the place of the king looks an awful lot like a pope, and not just any pope, but like Pope Pius X. (Actually, Pope Saint Pius X.) Both the steward and Pius were given to visions of impending crisis, and both might be characterized as successful reactionaries who were criticized later for going overboard. (19) The greatest parallel, however, is the sense throughout "The Lord of the Rings" of "here we go again."

The imaginary history of Tolkien's imaginary world is characterized by a series of epochal struggles against evil, stretching all the way back into mythological time. These apocalyptic episodes are not cyclical. What they share is a certain "type." John Cardinal Newman, another English Catholic, summed up this way of looking at history in a sermon given about a century before the trilogy was published:

"In truth, every event in this world is a type of those that follow, history proceeding forward as a circle ever enlarging. The days of the Apostles typified the last days...In like manner every age presents its own picture of those future events, which alone are the real fulfillment of the prophecy which stands at the head of all of them." (20)

This is probably the smartest thing that anybody ever said about the Book of Revelation.

"The Lord of the Rings" is in the same tradition, and not least in the final chapters, when the ancient kingdom is restored. Many of the features of traditional millennialism are there. There is a great feast after a battle like that of Armageddon. The restored king hands out judgments. Want disappears. Major warfare ceases. The world is set to rights, but it's still the same world. When the protagonists get back home to their Shire, they find that it has fallen into the hands of socialists, so they have to organize a liberation movement. Frodo the veteran gets little honor in his own country, and his adventure leaves him chronically ill. Mortality is not repealed, and neither is the prospect that the Shadow could take another form in the future.

"The Lord of the Rings" is not simply an allegory of the life and times of its author, but clearly its point of reference is the first half of the 20th century. For my money, in fact, when people in the future teach courses on the 20th century, the only items the syllabus will really need is "The Lord of the Rings" and that Terry Gilliam movie, "Brazil." (21)


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